PETER AND RUSSIAN HISTORY
Peter the Great and his reign has become a focal point for most
historians of Russia. For over two hundred years Russians have
written a great deal, and talked even more, about Peter's activities.
Whenever a discussion of isolated facts in Russian history has
turned to consideration of their general significance it has been
found necessary to refer to Peter's activities; and anyone discussing
Russia's past philosophically has found it necessary to establish
his academic respectability by commenting on Peter's activities.
Very often, indeed, Russian philosophies of history have been
in the form of judgments of the Petrine reforms; and, by a remarkable
feat of condensation, the meaning of all Russian history was looked
for in the significance of those reforms, and in the relationship
between the old and the new Russia. The Petrine reforms became
the focus of all Russian history: they were taken as a starting
point for the study of the past, and used by historians in an
attempt to elucidate the future. Thus Russian history was divided
into two periods, pre- Petrine and post-Petrine.
If we ask ourselves a series of three important questions we might
come to a better understanding of Peter's long-range significance
in Russian history. The three parts of the problem we must look
into are, then, how much Peter inherited from unreformed Russia,
how much he borrowed from Western Europe, and what he left Russia,
or more accurately, what happened to his work after his death.
Peter inherited from medieval Russia sovereign power of a peculiar
sort, and an even stranger organization of society. At the time
of the accession of the new dynasty, the sovereign power was recognized
as hereditary because of its proprietorial character. As soon
as it lost this proprietorial character, it was left with neither
definite juridical definition nor defined scope, and began to
expand or contract according to the situation and character of
the monarch. Peter inherited almost complete authority, and managed
to extend it even further. He created the senate, and by so doing
rid himself of the pretensions which were associated with the
Boyar Duma; by abolishing the Patriarchate he also eliminated
both the risk of further Nikonian scandals and of the cramping
effect of the exaggerated and unctuous respect which was accorded
to the Patriarch of All the Russias.
At the same time, however, it is important to remember that Peter
was the first monarch to give his unlimited power a moral and
political definition. Before his reign the notion of the state
was identified with the person of the Tsar, in the same way as
in law the owner of a house is identified with the house. Peter
made a distinction between the two ideas by insisting on two oaths,
one to the State, and one to the Monarch. In his ukases he repeatedly
insisted that the interests of the state were supreme, and, by
so doing, made the Monarch subordinate to the state. Thus the
Emperor became the chief representative of the law and the guardian
of general prosperity. Peter considered him self a servant of
state and country, and wrote as an official would about his victory
over the Swedes at Doberau: ''From the time I began to serve,
I have never seen such firing and such discipline among our soldiers''.
Indeed the expressions interest of the state, public good, and
useful to the whole nation, appear in Russian legislation for
the first time in Peter's time.
None the less Peter was influenced unconsciously by historical
traditions in the same way that he had been unconsciously influenced
by instincts. Because he thought that his reforms were in the
interest of state, and for the public good, he sacrificed his
son to this supreme law. The tragic death of the Tsarevitch led
to the Statute of February 5th, 1722, on the law of succession.
This was the first law in the history of Russian legislation to
have a constitutional character. It stated: ''We issue this Statute
in order to empower the ruling sovereign to specify the person
to whom he wished the heritage to pass, and to charge that person
according to his judgment.'' The statute, by way of justification
recalls the example of the Grand Prince Ivan III who arbitrarily
disposed of the succession, appointing first his grandson and
then his son to succeed him. Before Peter there had been no law
of succession, and its order had been decided by custom and circumstance
alone.
Under the old dynasty which looked on the state as its patrimony
it was customary for the father to pass on the throne to his son
''by testament.'' A new system of succession, election by the
Sobor, was introduced in 1598. By the seventeenth century the
new dynasty did not look on the state as its patrimony, but, while
the hereditary system fell into disuse, the elective system was
not yet established; the new dynasty was recognized as hereditary
for one generation only, and in 1613 the oath was taken to Michael
Romanov and his children, but no farther. In the absence of an
established system, the throne was occupied sometimes after an
election by the Sobor, and sometimes by presenting the heir to
the people in the square at Moscow, as was done by Tsar Alexis
with the Tsarevitch Theodore, or as happened when the rebellious
Streltsy and an irregular Sobor established the monarchy of Tsars
Peter and lvan.
Peter replaced the hereditary and elective systems of succession
with a system of personal nomination coupled with the right to
revoke; that is to say he re-established succession by testament,
legalized a situation for which no law existed, and retarded constitutional
law by returning to the patrimony system of succession. Not only
did Peter irresponsible, reproduce the past in his innovations,
but he also let it influence his social legislation.
Peter did nothing to change the organization of society which
had been set up by the past law codes, nor did he alter a division
of classes which was based on obligations to the state, nor did
he attack serfdom. On the contrary, the old system of class obligation
was complicated by the imposition of further burdens. Peter made
education compulsory for the nobility; he divided the civil service
from the military; he organized the urban taxpayers into a compact
group first under the administration of the zemskie isby, and
then under the town councils; and he made the merchants of the
guilds, the upper urban class not only pay their ordinary taxes
but form companies to lease and run factories and workshops belonging
to the state. In Petrine Russia factories and workshops were not
privately owned, but were state enterprises administered by a
merchant of the guild who was compelled to do so.
Nevertheless, there were compensations, for the merchants, manufacturers,
and workshop superintendents were granted one of the privileges
of the nobility, that of buying villages with serfs to work in
the factory or workshop. Peter did not alter the nature of serfdom
but did modify its structure; the many types of serfdom, each
with a different legal and economic position, were combined, and
one class of taxable serfs was the result. Some of the ''free
idlers'' were registered as inferior urban citizens, so that idlers
shall take themselves to trade in order that nobody shall be without
an occupation'.; others were conscripted, or forced into bondage.
Thus Peter, by abolishing the intermediate classes, continued
the work of simplification started by the preceding law codes.
His legislation forced the members of the intermediate classes
into one or other of the main classes. It was in Peter's time
that Russian society was organized in the fashion planned in seventeenth-century
legislation; after Peter's reforms Russian society was divided
into clearly defined classes, and every class was burdened with
complicated and weighty duties. Peter's attitude to the political
and social regime of old Russia is thus clearly established. He
neither disturbed old foundations, nor built new ones, but altered
existing arrangements by separating classes previously combined,
or combining classes hitherto divided. Both society and the institutions
of government were made more vigorous by these changes, and the
state benefited from their greater activity.
#What was Peter's attitude to Western Europe? He had inherited
the precept ''Do everything after the example of foreign countries,"
that is to say Western European countries. This precept combines
large doses of despondency, a lack of confidence in Russia's strength,
and self-denial. How did Peter interpret this precept? What did
he think of Russian relations with Western Europe? Did he see
in Western Europe a model to imitate or a master who could be
dismissed at the end of the lesson?
Peter thought that the biggest loss suffered by Muscovy in the
seventeenth century had been the Baltic littoral, by which Russia
was deprived of contact with the civilized nations of the West.
Yet why did he want this contact? Peter has often been accused
of being a blind and inveterate Westerner who admired everything
foreign, not because it was unlike anything Russian, and it was
believed that he wanted rather to assimilate Russia to Western
Europe than to make Russia resemble Western Europe. It is difficult
to believe that as sensible a man as Peter was troubled by such
fantasies.
We know that in 1697 he had traveled incognito with the Great
Embassy, with the intention of acquiring general technical knowledge
and recruiting West European naval technicians. Indeed it was
for technical reasons that the West was necessary to Peter. He
was not a blind admirer of the West; on the contrary, he mistrusted
it, and was not deluded into thinking that he could establish
cordial relations with the West, for he knew that the West mistrusted
his country, and was hostile to it.
On the anniversary in 1724 of the Peace of Nystadt, Peter wrote
that all counties had tried hard to exclude the Russians from
knowledge in many subjects, particularly military affairs, but
somehow the countries had let information on military affairs
escape them, as if their sight had been obscured, as if everything
was veiled in front of their eyes.'' Peter found this a miracle
from God, and ordered the miracle to be forcefully expressed in
the forthcoming celebrations ''and boldly set out, for there is
a lot of meaning here, by which he meant that the subject was
very suggestive of ideas. Indeed we would gladly believe the legend
which has come down to us, that Peter once said, as Osterman records,
''We need Europe for a few decades; later on we must turn our
back on it.'' Thus for Peter association with Europe was only
a means to an end, and not an end in itself.
What did Peter hope to gain from a rapprochement? Before answering
this question, we must remember why Peter sent scores of young
Russians to study abroad, and ask what type of foreigner he attracted
to Russia. The young Russian was sent to study mathematics, the
natural sciences, naval architecture, and navigation; the foreigners
who came to Russia were officers, naval architects, sailors, artisans,
mining engineers, and later on jurists and specialists in administration
and finance' With their help Peter introduced into Russia useful
technical knowledge and skills lacked by the Russians. Russia
had no regular army; he created one. It had no fleet; he built
one. It had no convenient maritime commercial outlet; with his
army and navy he took the eastern littoral of the Baltic. Mining
was barely developed, and manufacturing hardly existed, yet by
Peter's death there were more than two hundred factories and workshops
in the country.
The establishment of industry depended on technical knowledge,
so Peter founded a naval academy, and many schools of navigation,
medicine, artillery and engineering, including some where Latin
and mathematics were taught, as well as nearly fifty elementary
schools in provincial and sub-provincial main towns. He even provided
nearly fifty garrison schools for soldiers children. There was
insufficient revenue, so Peter more than trebled it. There was
no rationally organized administration capable of managing this
new and complicated business, so foreign experts were called on
to help to create a new central administration.
The preceding is, of course, an incomplete account of Peter's
achievements, but it does show what he hoped to do with the help
of Western Europe. Peter called on Western Europe to work and
train Russians in financial and administrative affairs, and in
the technical sciences' He did not want to borrow the results
of Western technique, but wanted to appropriate the skill and
knowledge, and build industries on the Western European model.
Thus Peter took from the old Russia the absolute power, the law,
and the class structure; from the West he borrowed the technical
knowledge required to organize the army, the navy, the economy,
and the government. Where then was the revolution which .changed
or transformed the Russian way of life, which introduced not any
new institutions, but new principles.
Peter's contemporaries, however, thought that the reforms were
revolutionary, and they communicated their opinion to their descendants.
But the reforms did not stop the Russians from doing things in
their own way, and it was not the innovations that agitated them
so much as the methods Peter used. Some of the results of the
reforms were only felt in the future, and their significance was
certainly not understood by everyone, and contemporaries anyhow
any knew the effect the reforms had on them. Some reactions, however,
were immediate, and these Peter had to account for.
The reforms were influenced not only by Peter's personality, but
by wars and internecine struggles. Although the war had caused
Peter to introduce reforms, it had an adverse influence on their
development and success, because they were effected in an atmosphere
of confusion usually consequent on war. The difficulties and demands
of war forced Peter to do everything hastily. The requirements
of war imposed a nervous and feverish tempo on the reforms, and
an unhealthy fast pace. Peter's military preoccupations did not
leave him time for critical analysis of a situation or careful
consideration of his orders and the conditions in which they would
be carried out. He could not wait patiently for natural improvement;
he required rapid action and immediate results. At every delay
or difficulty he would goad the officials with the threats which
he used so often that they lost their power.
Thus without exaggerating or belittling the work of Peter the
Great, we can summarize it as follows' the reforms were brought
on by the essential requirements of state and people; the need
for reform was understood by an authoritative, intelligent, energetic,
and talented individual, one of those who, for no apparent reason,
appear from time to time. Further, he was animated by a sense
of duty, was resolved not to spare his life in the service of
his country. When Peter came to the throne, Russia was not in
an advantageous position compared with other European countries.
Towards the end of the sixteenth century the Russians had created
a great state, which was one of the largest in Europe. In the
seventeenth century, however, it began to fail in moral and material
strength.
Peter's reforms did not aim directly at changing the political,
social, or moral order, nor did they aim at forcing Russian life
into an alien Western European pattern. The reforms only aimed
at providing the Russian State and people with Western European
intellectual and material resources, so that Russia might take
its just position in Europe, and its people increase their productive
capacity.
But Peter had to do all this in a hurry, in the middle of dangerous
and bitter war, by using constraint at home; he had to struggle
with the rapacity of his rascally officials, a gross landed nobility,
and the prejudices and fears instilled by an ignorant clergy.
The first reforms had been modest and limited, aimed only at reconstructing
the army and developing the financial resources of the state.
Later, however, the reforms were the occasion for an obstinate
battle which disturbed the existing pattern of living, and upset
society' started and carried through by the sovereign, the people's
usual leader, the reforms were undertaken in conditions of upheaval,
almost of revolution, not because of their objects but because
of their methods, and by the impressions they made on the nerves
and imaginations of the people. Perhaps it was more of a shock
than a revolution, but the shock was the unforeseen and unintended
consequence of the reforms.
The contradiction in his work, his errors, his hesitations, his
obstinacy, his lack of judgment in civil affairs, his uncontrollable
cruelty, and, on the other hand, his wholehearted love of his
country, his stubborn devotion to his work, the broad, enlightened
outlook he brought to bear on it, his daring plans conceived with
creative genius and concluded with incomparable energy, and finally
the success he achieved by the incredible sacrifices of his people
and himself - all these different characteristics make it difficult
to paint one painting.
Moreover they explain the diverse impression he made on people;
he sometimes provoked unqualified admiration, sometimes unqualified
hostility. Generally the criticism prevailed because even his
good actions were accompanied by disgusting methods. Peter's reforms
were the occasion for a struggle between the despot and the people's
inertia. The Tsar hoped to arouse the energies and initiative
of a society subdued by serfdom with the menace of his power,
and strove, with the help of the noblemen, the oppressors of serfs,
to introduce into Russia the European sciences and education which
were essential to social progress. He also wanted the serf, while
remaining a serf, to act responsibly and freely. The conjunction
of despotism and liberty, of civilization and serfdom, was a paradox
which was not resolved in the two centuries after Peter.
It is true that Russians of the eighteenth century tried to reconcile
the Petrine reforms with humanitarian instincts, and Prince Shcherbatov,
who was opposed to autocracy, devoted a treatise to explaining
and even justifying Peter's vices and arbitrary conduct. Shcherbatov
recognized that the enlightenment introduced into Russia by Peter
benefited the country, and attacked Peter's critics on the grounds
that they themselves had been the recipients of a culture, bestowed
on them by the autocracy, which permitted then to distinguish
the evils inherent in the autocratic system. Peter's faith in
the miraculous power of education, and his respect for scientific
knowledge, inspired the servile with little understanding of the
meaning of civilization; this understanding grew slowly, and was
eventually transformed into a desire for truth and liberty.
Kluchevsky, the great Russian historian gives this final assessment
of Peter:
"Autocracy as a political principle is in itself odious.
Yet we can reconcile ourselves to the individual who exercises
this unnatural power when he adds self-sacrifice to it, and, although
an autocrat, devotes himself unsparingly to the public good, risking
destruction even on difficulties caused by his own work. We reconcile
ourselves in the same way to the impetuous showers of spring,
which strip branches from the trees, but none the less refresh
the air, and by their downpour bring on the growth of the new
seed."
Source: V. O. Kluchevsky, The Course of Russian History.
Send comments and questions to Professor
Gerhard Rempel, Western New England College.